Web10 Jun 2015 · The Form 8-K must disclose that fact and the date of such event. The resignation, retirement or termination of any other executive officer does not trigger a Form 8-K filing. A Form 8-K is not required to report the death of an executive officer. 6. The Form 8-K is due within four business days of the triggering event. Web14 Jul 2024 · "Executive officer" means the president, any vice president in charge of a principal business unit, division or function (such as sales, administration or finance), any other officer who performs a policy making function, or any other person who performs … Small Business - SEC.gov Guide to Definitions of Terms Used in Form D
Executive officer - Wikipedia
Web26 Aug 2024 · On August 4, 2024, the U.S. Securities and Exchange Commission (SEC or Commission) announced settled charges against National Beverage Corp. (NBC) relating to NBC’s failure to disclose executive perquisites provided to its CEO. [1] The SEC’s fifth perquisite case in a little over a year, this settlement signals the Commission’s continued ... Webthe Securities Exchange Act of 1934 ... The Amendment to Change in Control Severance Agreement broadens the definition of a “change in control” of Viasat to include the consummation of the Inmarsat Transaction. ... with any director, executive officer or person nominated or chosen by Viasat to become a director or executive officer. There ... gpra quarters gachibowli
Reporting Consequences and Other Considerations for Changes in …
WebCite. Section 16 Officer means every person who is directly or indirectly the beneficial owner of more than ten percent (10%) of any class of any equity security (other than an exempted security) which is registered pursuant to Section 12 of the Securities Exchange Act of 1934. Section 16 officers include officers or directors of the issuer of ... WebA Practice Note discussing the rules for determining named executive officers (NEOs) whose compensation must be disclosed by reporting companies in their proxy statement and annual report on Form 10-K. This Note sets out the NEO definition from Item 402 of Regulation S-K and addresses each element of compensation that must be included in the … Web18 Apr 2013 · The definition of Section 16 officer is designed to apply narrowly to the small subset of executives in the company who have significant policy-making functions. In … gpra of 1993